Society: Issues: Business: Allegedly_Unethical_Firms: Goldman_Sachs
Top: Society: Issues: Business: Allegedly_Unethical_Firms: Goldman_Sachs:
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Committee on Energy and Commerce Letter Regarding SEC Meeting with Goldman Sachs
The House Committee shows its concern about SEC chairman Harvey Pitt meeting firm under investigation without the presence of his enforcement staff.
SEC: Goldman Sachs Research Analyst Conflicts of Interest
Alleged that the research team was aligned with and pitched the firm's investment banking activities.
SEC: Goldman Sachs Traded Based on Non-Public Information
Determined that the form willfully violated the provisions of the Exchange Act that prohibit fraud by broker-dealers and government securities dealers.
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